
AML Regulations
Understanding Anti-Money Laundering regulations and compliance requirements
AML Objectives and Purpose
Prevent Money Laundering
Detect and prevent the process of making illegally obtained money appear legitimate
Combat Terrorist Financing
Identify and stop the funding of terrorist activities and organizations
Ensure Compliance
Meet regulatory requirements and avoid penalties for non-compliance
Protect Customers
Safeguard legitimate customers from financial crime and reputational damage
Why AML Matters in Crypto
Cryptocurrency's pseudonymous nature and global reach make it attractive for money laundering. AML regulations help ensure that digital assets are used for legitimate purposes and that financial institutions can identify and report suspicious activities.
Global AML Framework
FATF
Financial Action Task Force
Key Recommendations:
40 Recommendations on AML/CFT
Crypto Guidance:
Travel Rule, VASP regulations
FinCEN
Financial Crimes Enforcement Network
Key Recommendations:
BSA compliance, SAR filing
Crypto Guidance:
Virtual currency guidance, MSB requirements
EBA
European Banking Authority
Key Recommendations:
5AMLD implementation, risk assessment
Crypto Guidance:
Crypto-asset service provider guidelines
Core AML Requirements
Customer Due Diligence (CDD)
- Identity verification of customers
- Beneficial ownership identification
- Purpose and nature of business relationship
- Ongoing monitoring of transactions
Enhanced Due Diligence (EDD)
- High-risk customer assessment
- PEP (Politically Exposed Person) screening
- Source of wealth verification
- Increased monitoring frequency
Record Keeping
- Transaction records for 5+ years
- Customer identification documents
- Compliance program documentation
- Training and audit records
Reporting Obligations
- Suspicious Activity Reports (SAR)
- Currency Transaction Reports (CTR)
- Regulatory notifications
- Cross-border transaction reporting
Implementation Roadmap
Risk Assessment
Conduct comprehensive risk assessment of your business
Policy Development
Develop written AML policies and procedures
System Implementation
Implement technology solutions for compliance
Training & Monitoring
Train staff and monitor ongoing compliance